Danielle Carini

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 02/2017
  Hsbc Bank Usa, N.A.
  Jericho, NY
• 02/2017 → 01/2024
  Ubs Financial Services Inc.
  Jericho, NY
• 02/2017 → 01/2024
  Ubs Bank Usa
  Jericho, NY
• 01/2024 → Present
  Janney Montgomery Scott Llc
  Melville, NY

Previous Registrations

• 2021-10-26 → 2024-02-13
  Ubs Financial Services Inc.
  Jericho, NY
  Weehawken, NJ

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-05-18

Other Names

• Danielle Yodice