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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-10-04
  • MI RA
    APPROVED
    Since 2016-10-04

Branch Locations

777 E. Eisenhower Parkway Suite 100, Ann Arbor, MI 48108 • United States

South Lyon, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Findlay OH 03/2001 09/2016
Thrivent Financial For Lutherans Appleton WI 07/2002 09/2016
Tiaa Ann Arbor MI 09/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Ann Arbor MI 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-21
S63 Uniform Securities Agent State Law Examination 2001-04-20
  • S65 Uniform Investment Adviser Law Examination
    2003-04-21
  • S63 Uniform Securities Agent State Law Examination
    2001-04-20

View on SEC IAPD

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