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Ernest Joseph Lacroix

Charles Schwab & Co., Inc.

Westlake, TX

North Kingstown, RI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-04-04
  • RI RA
    APPROVED
    Since 2025-04-04

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

North Kingstown, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Starburst Labs/Wealthbox Crm Providence RI 12/2019 12/2020
Fi Services Holdings, Llc East Greenwich RI 03/2016 10/2019
Xml Financial Group Rockville MD 10/2019 12/2019
F2 Strategy Santa Cruz CA 12/2020 03/2023
Achieve Financial Solutions Llc North Kingstown RI 01/2021 02/2023
F2 Strategy Santa Cruz CA 12/2020 03/2023
Charles Schwab & Co., Inc. Westlake TX 03/2023 Present
  • 12/2019 → 12/2020
    Starburst Labs/Wealthbox Crm
    Providence, RI
  • 03/2016 → 10/2019
    Fi Services Holdings, Llc
    East Greenwich, RI
  • 10/2019 → 12/2019
    Xml Financial Group
    Rockville, MD
  • 12/2020 → 03/2023
    F2 Strategy
    Santa Cruz, CA
  • 01/2021 → 02/2023
    Achieve Financial Solutions Llc
    North Kingstown, RI
  • 12/2020 → 03/2023
    F2 Strategy
    Santa Cruz, CA
  • 03/2023 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
  • 2021-04-09 → 2023-02-21
    Achieve Financial Solutions, Llc
    North Kingstown, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-02
S63 Uniform Securities Agent State Law Examination 2015-11-02
  • S65 Uniform Investment Adviser Law Examination
    2020-03-02
  • S63 Uniform Securities Agent State Law Examination
    2015-11-02
Designations
Other Names
  • Ernest Joseph Lacroix
  • Ernest Joseph Lacroix

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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