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Thomas Stephen Richards

Wealthcare Advisory Partners LLC

West Chester, PA

Lynchburg, VA

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Current Employers
Wealthcare Advisory Partners Llc

1065 Andrew Drive, West Chester, PA 19380 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-01-08
  • VA RA
    APPROVED
    Since 2021-01-08

Branch Locations

1065 Andrew Drive, West Chester, PA 19380 • United States

424 Graves Mill Road, Ste. 200D, Lynchburg, VA 24502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lynchburg VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lynchburg VA 11/2016 01/2021
Wealthcare Advisory Partners Llc Dba Miller-Richards Wealth Mgmt Lynchburg VA 01/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Lynchburg, VA
  • 11/2016 → 01/2021
    Wells Fargo Clearing Services, Llc
    Lynchburg, VA
  • 01/2021 → Present
    Wealthcare Advisory Partners Llc Dba Miller-Richards Wealth Mgmt
    Lynchburg, VA
Previous Registrations
Other Businesses

1. Insurance Sales; same address; Non-Investment Related; Appx 1% of time during the month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-10
  • S66 Uniform Combined State Law Examination
    2001-05-10
Other Names
  • Thomas S Richards
  • Tom Richards

View on SEC IAPD

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FINANCIAL COACH
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STEPHEN VINCENT MCGUIRE
SMITHA THOMAS
TODD ANTHONY SCORZAFAVA
HENRY JOHN SAUR
JAMES JOSEPH KRAUSE
Stefan Nensala
Charles Dan Gray
Douglas Edward Grom

Other Offices

WEALTHCARE CAPITAL PARTNERS, LLC · WEST CHESTER, PA
LPL FINANCIAL LLC · WEST CHESTER, PA
WEALTHCARE ADVISORY PARTNERS LLC · Westchester, PA
WEALTHCARE CAPITAL MANAGEMENT LLC · WEST CHESTER, PA
KEY FINANCIAL, INC. · WEST CHESTER, PA
TRUIST ADVISORY SERVICES, INC. · WEST CHESTER, PA
WELLS FARGO CLEARING SERVICES, LLC · WEST CHESTER, PA
FINANCIAL COACH · WEST CHESTER, PA

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