Kelly E Adams

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2001 → 12/2016
  Cssc Investment Advisory Services
  Louisville, KY
• 03/2007 → 12/2016
  Cssc Brokerage Services, Inc.
  Louisville, KY
• 11/2016 → 01/2021
  Honkamp Krueger Financial Services Inc
  Dubuque, IA
• 06/2015 → 11/2016
  Green Street Capital Llc
  Louisville, KY
• 03/2017 → 09/2020
  Proequities Inc
  Louisville, KY
• 09/2020 → 09/2025
  Avantax Investment Services, Inc.
  Louisville, KY
• 01/2021 → Present
  Avantax Planning Partners
  Louisville, KY
• 03/2021 → 09/2025
  Avantax Advisory Services
  Louisville, KY
• 10/2023 → 09/2025
  Avantax Insurance Agency, Inc
  Louisville, KY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Louisville, KY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-03-29 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Louisville, KY
  Louisville, KY
  Somerset, KY
  Louisville, KY
• 2002-01-29 → 2016-12-23
  Trustee Empowerment & Protection, Inc.
  Louisville, KY
  Louisville, KY
  Prospect, KY

Other Businesses

1)(dba) HONKAMP KREUGER FINANCIAL SERVICES (HKFS); Investment Related; 2650 Eastpoint Pkwy, Ste 100, Louisville, KY 40223; Investments; Financial Professional; Start Date 11/2016; 160 hours per month with all 160 hours per month occurring during trading hours; Meet with clients regarding investment services. 2)SAM INVESTMENT GROUP, LLC POSITION: LLC Member NATURE: LLC member of SAM Investment Group, which holds shares of the privately held company Curiteva INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 25127 Will McComb Dr., Tanner AL 35671, United States DESCRIPTION: no duties

Exams

• S66 Uniform Combined State Law Examination
  2001-09-14

Other Names

• Kelly Elizabeth Caudill
• Kelly Caudill Adams
• Kelly Adams