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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-10-07
  • MO RA
    APPROVED
    Since 2024-10-07

Branch Locations

Gallatin, MO • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Des Moines IA 03/1997 12/2018
Principal Life Insurance Co Des Moines IA 01/2015 05/2020
Guardian Life Insurance Co Of America, Inc New York NY 06/2020 04/2024
Park Avenue Securities, Llc New York NY 08/2020 04/2024
Ameriprise Financial Services, Llc Minneapolis MN 09/2024 Present
Unemployed Minneapolis MN 04/2024 09/2024
  • 03/1997 → 12/2018
    Princor Financial Services Corporation
    Des Moines, IA
  • 01/2015 → 05/2020
    Principal Life Insurance Co
    Des Moines, IA
  • 06/2020 → 04/2024
    Guardian Life Insurance Co Of America, Inc
    New York, NY
  • 08/2020 → 04/2024
    New York, NY
  • 09/2024 → Present
    Minneapolis, MN
  • 04/2024 → 09/2024
    Unemployed
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-17
S63 Uniform Securities Agent State Law Examination 2001-04-10
  • S66 Uniform Combined State Law Examination
    2003-02-17
  • S63 Uniform Securities Agent State Law Examination
    2001-04-10
Other Names
  • Christopher Adam Wolfgram
  • Christopher Wolfgram

View on SEC IAPD

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