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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-12-04 |
Branch Locations
555 Long Wharf Drive Long Wharf Maritime Center, 11Th Floor, New Haven, CT 06511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Co Of America | Shelton | CT | 08/2007 | 07/2017 |
| Prudential Annuities Distributors | Shelton | CT | 11/2007 | 07/2017 |
| Janney Montgomery Scott Llc | New Haven | CT | 07/2018 | 12/2018 |
| Unemployed | East Haven | CT | 07/2017 | 07/2018 |
| Janney Montgomery Scott Llc | New Haven | CT | 12/2018 | Present |
1) Leeway Inc., New Haven, CT; Not Investment Related; Nature: free-standing skilled nursing center; Title/Position: Board of Directors Member; Duties: Provide direction for the organization including recruit, supervise, retain and evaluate the manager/Govern the organization and the relationship with the CEO; Devotes 3 hours/month; Start 03/2022; Not compensated. 2) NeighborWorks; Not Investment Related; Nature: New Horizons strengthens neighborhoods by developing quality affordable homes and supporting community building initiatives along with Optimizing property values and ensure harmonious living environments for the community.in New Haven, Fairfield, Southern Hartford and New London Counties; Title/Positions: Board Member and Property Management Committee ; Devotes 2 hours/month; Not compensated. 3) New Haven Reads, New Haven, CT 06511. Reading Tutor (04/2022). Not investment related, not compensated, 4 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-07 |
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