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Joanna M Franz

Ubs Financial Services Inc.

Pendleton, IN

Indianapolis, IN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-10-17
TX RA APPROVED_RES 2023-10-06
  • IN RA
    APPROVED
    Since 2023-10-17
  • TX RA
    APPROVED_RES
    Since 2023-10-06

Branch Locations

Pendleton, IN • United States

8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Lakeland FL 04/2008 10/2023
Ubs Financial Services Inc. Indianapolis IN 10/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-14
  • S66 Uniform Combined State Law Examination
    2010-09-14
Other Names
  • Joanna Marie Fuleki
  • Joanna Marie Weiland
  • Joanna Marie Franz
  • Joanna Marie Weiland
  • Joanna Marie Fuleki
  • Joanna Franz

View on SEC IAPD

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EDWARD JONES · PENDLETON, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PENDLETON, IN
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