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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-05-12 |
| TX | RA | APPROVED | 2022-01-13 |
| AR | RA | APPROVED | 2022-01-10 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Little Rock | AR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Little Rock | AR | 11/2016 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-10 |
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