Amber B Gateley

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-05-12
TX	RA	APPROVED	2022-01-13
AR	RA	APPROVED	2022-01-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors Llc	Little Rock	AR	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Little Rock	AR	11/2016	11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Little Rock	AR	11/2021	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Little Rock, AR
11/2016 → 11/2021

Wells Fargo Clearing Services, Llc

Little Rock, AR
11/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Little Rock, AR

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-02
S63	Uniform Securities Agent State Law Examination	2001-11-10

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