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Scott Brendon Schwendinger

Charles Schwab & Co., Inc.

Stamford, CT

Sarasota, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-03-25
TX RA APPROVED_RES 2019-01-02
  • CT RA
    APPROVED
    Since 2020-03-25
  • TX RA
    APPROVED_RES
    Since 2019-01-02

Branch Locations

300 Atlantic St. Suite 130, Stamford, CT 06901-3514 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Sarasota FL 04/2012 Present
Charles Schwab Bank, Ssb Sarasota FL 04/2012 Present
Previous Registrations
  • 2007-07-23 → 2012-03-15
    Edward Jones
    Bellingham, WA
    Saint Louis, MO
    East Hampton, CT
    Alton, IL
    Greensburg, IN
    Greensburg, IN
    Manchester, MO
    Brentwood, MO
    St Louis, MO
    Mt Vernon, IL
    Brentwood, MO
    St Louis, MO
    Brentwood, MO
    St Louis, MO
    St Louis, MO
    Brentwood, MO
    St Louis, MO
    Wheaton, IL
    Brentwood, MO
    St Louis, MO
    St George, UT
    Brentwood, MO
    Brentwood, MO
    St Louis, MO
    Webster Groves, MO
    Brentwood, MO
    St Louis, MO
    Carmi, IL
    Brentwood, MO
    St Louis, MO
    Raleigh, NC
    Brentwood, MO
    St Louis, MO
    Mt. Arlington, NJ
    Hamilton, MT
    Brentwood, MO
    St Louis, MO
    Piqua, OH
    De Pere, WI
    Evansville, IN
    Waite Park, MN
    Seattle, WA
    Brentwood, MO
    St Louis, MO
    Crestwood, MO
    St Louis, MO
    Navarre, OH
    Henderson, NV
    St Louis, MO
    Boise, ID
    Inwood, WV
    Hermann, MO
    Brentwood, MO
    St Louis, MO
    South Lyon, MI
    St Louis, MO
    Sparta, TN
    St Louis, MO
    Brentwood, MO
    St Louis, MO
    Monroe, LA
    Highland, IL
    Brentwood, MO
    St Louis, MO
    Indianapolis, IN
    Crawfordsville, IN
    St Louis, MO
    Falmouth, ME
    La Mesa, CA
    Kailua Kona, HI
    Brentwood, MO
    St Louis, MO
    Chelsea, MI
    Mesa, AZ
    Brentwood, MO
    St Louis, MO
    Florissant, MO
    Centralia, MO
    Salisbury, MD
    Brentwood, MO
    St Louis, MO
    Bad Axe, MI
    Brentwood, MO
    St Louis, MO
    St Louis, MO
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-19
S63 Uniform Securities Agent State Law Examination 2001-05-18
  • S66 Uniform Combined State Law Examination
    2007-07-19
  • S63 Uniform Securities Agent State Law Examination
    2001-05-18
Other Names
  • Scott Brendan Schwendinger

View on SEC IAPD

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