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Nishant K Pandya

Focus Partners Wealth, LLC

San Jose, CA

St. Louis, MO

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-01
  • CA RA
    APPROVED
    Since 2024-07-01

Branch Locations

10 Almaden Boulevard 15Th Floor, San Jose, CA 95113 • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loring Ward Holdings, Inc San Jose CA 02/2001 11/2018
Lwi Financial Inc. San Jose CA 02/2001 11/2018
Foreside Financial Services, Llc San Jose CA 10/2018 06/2020
Buckingham Strategic Partners, Llc Clayton MO 12/2018 06/2020
Buckingham Strategic Wealth, Llc Clayton MO 06/2020 Present
The Colony Group, Llc Boston MA 07/2024 Present
  • 02/2001 → 11/2018
    Loring Ward Holdings, Inc
    San Jose, CA
  • 02/2001 → 11/2018
    Lwi Financial Inc.
    San Jose, CA
  • 10/2018 → 06/2020
    Foreside Financial Services, Llc
    San Jose, CA
  • 12/2018 → 06/2020
    Buckingham Strategic Partners, Llc
    Clayton, MO
  • 06/2020 → Present
    Buckingham Strategic Wealth, Llc
    Clayton, MO
  • 07/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2020-07-02 → 2024-11-14
    Buckingham Strategic Wealth, Llc
    San Jose, CA
    St Louis, MO
  • 2018-12-13 → 2020-07-02
    Focus Advisor Solutions, Llc
    San Jose, CA
    St. Louis, MO
  • 2012-03-12 → 2018-12-13
    Lwi Financial Inc.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-09
S63 Uniform Securities Agent State Law Examination 2002-09-28
  • S66 Uniform Combined State Law Examination
    2012-03-09
  • S63 Uniform Securities Agent State Law Examination
    2002-09-28

View on SEC IAPD

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