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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-20
TX RA APPROVED_RES 2009-06-01
  • MI RA
    APPROVED
    Since 2010-05-20
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

800 Ellis Road Suite 125, Muskegon, MI 49441 • United States

5122 Cascade Road 1St Floor, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Grand Rapids MI 04/2007 Present
Morgan Stanley Smith Barney Muskegon MI 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Grand Rapids, MI
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Muskegon, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Muskegon, MI
    Grand Rapids, MI
  • 2006-01-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    Muskegon, MI
    Grand Rapids, MI
Other Businesses

1. SEXTON CAPITAL MANAGEMENT, LLC-MARNE, MI 49435,REALESTATE INVESTMENT-OWNER- REALESTATE INVESTMENT, RENTAL MANAGEMENT 2. Our Brewing Company, LLC.; Investment related; Holland, MI; Craft-micro-brewery; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jun 2012; During business hours: 0; After business hours: 1; Silent partner 3. COHOOKER LAKE MICHIGAN CHARTER, OWNER; SALMON FISHING; START DATE: 05/2016; DURING BUSIESS HOURS- 0, AFTER BUSINESS HOURS- .5; PASSIVE INVESTOR/INVESTMENT RELATED; 4. GREAT WOODS INVESTMENT PROPERTIES, LLC; RENTAL MANAGEMENT; START DATE: 01/2005; DURING BUSINESS HOURS- .1; AFTER BUSINESS HOURS- .15; RENTAL PROPERTY ACQUISITIONS; ADA, MI; INVESTMENT RELATED;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-13
  • S66 Uniform Combined State Law Examination
    2001-04-13

View on SEC IAPD

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