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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| CA | RA | APPROVED | 2001-05-09 |
Branch Locations
200 Pringle Ave Ste 550, Walnut Creek, CA 94596 • United States
Walnut Creek, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Walnut Creek | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Walnut Creek | CA | 03/2020 | Present |
Board of Directors; Rudgear Estates Swim Team; Co-President; 970 Palmer Rd, , Walnut Creek, CA, 94596; Not Investment-Related; 09/15/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Walnut Creek Soccer Club; Treasurer of Daughters Soccer Team; 2658 Shadelands Dr, , Walnut Creek, CA, 94598; Not Investment-Related; 09/15/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-04 |
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