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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-08 |
| WA | RA | APPROVED | 2001-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Kent | WA | 03/2001 | Present |
| Massmutual Life Insurance Co | Kent | WA | 03/2001 | Present |
NAME: Voiterra LLC INV REL: Y ADD: Residential Address NATURE: Real Estate/Commercial Property POSITION: Ownership START DATE: 04/17/2019 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-01 |
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