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Lan Dong

Pinnacle Stream Capital LLC

Dallas, TX

CRD 4370840

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Employer firm

Pinnacle Stream Capital LLC CRD 323426

$6.07M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Pinnacle Stream Capital Llc

Dallas, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-12
  • TX RA
    APPROVED
    Since 2022-10-12

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Stream Capital Llc Dallas TX 09/2022 Present
Westwood Holdings Group Dallas TX 12/2000 05/2019
Full Time Student At The Master's University Santa Clarita CA 05/2020 Present
Retired Dallas TX 05/2019 05/2020
  • 09/2022 → Present
    Dallas, TX
  • 12/2000 → 05/2019
    Westwood Holdings Group
    Dallas, TX
  • 05/2020 → Present
    Full Time Student At The Master's University
    Santa Clarita, CA
  • 05/2019 → 05/2020
    Retired
    Dallas, TX
Designations
  • Chartered Financial Analyst
Other Names
  • Lisa Dong

View on SEC IAPD

More in Dallas, TX

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