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Louis Raymond Carter

Raynmaker Financial

Los Angeles, CA

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Current Employers
Raynmaker Financial

651 N. Sepulveda Blvd 2007, Los Angeles, CA 90049 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-28
AZ RA APPROVED 2025-08-22
  • CA RA
    APPROVED
    Since 2025-08-28
  • AZ RA
    APPROVED
    Since 2025-08-22

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raynmaker Financial-Investment Advisor Firm Architecture Los Angeles CA 01/2025 Present
Studied Personal Finance: Behavioral, Laws, And Analysis Los Angeles CA 06/2015 Present
  • 01/2025 → Present
    Raynmaker Financial-Investment Advisor Firm Architecture
    Los Angeles, CA
  • 06/2015 → Present
    Studied Personal Finance: Behavioral, Laws, And Analysis
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-26
S66 Uniform Combined State Law Examination 2002-04-30
S63 Uniform Securities Agent State Law Examination 2001-09-07
  • S65 Uniform Investment Adviser Law Examination
    2025-04-26
  • S66 Uniform Combined State Law Examination
    2002-04-30
  • S63 Uniform Securities Agent State Law Examination
    2001-09-07
Other Names
  • Ray Carter

View on SEC IAPD

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