David R Provolt

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

CO RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Castle Rock, CO • United States

6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services, Llc	Greenwood Village	CO	08/2013	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

08/2013 → Present

Fidelity Brokerage Services, Llc

Greenwood Village, CO
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Castle Rock, CO

Greenwood Village, CO
2013-12-03 → 2018-07-13

Strategic Advisers Llc

Greenwood Village, CO
2010-09-30 → 2012-04-23

U.S. Bancorp Investments, Inc.

Longmont, CO

Firestone, CO

Erie, CO

Estes Park, CO

Loveland, CO

Longmont, CO

Longmont, CO

Colorado Springs, CO

Colorado Springs, CO

Colorado Springs, CO

Fountain, CO

Colorado Springs, CO

Colorado Springs, CO

Colorado Springs, CO

Colorado Springs, CO

Colorado Springs, CO

Colorado Springs, CO

Peyton, CO
2003-11-17 → 2010-10-12

Wells Fargo Investments, Llc

Colorado Springs, CO

Castle Rock, CO

Colorado Springs, CO

Castle Rock, CO

Monument, CO

Monument, CO
2001-06-21 → 2003-11-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Colorado Springs, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-30

S66 Uniform Combined State Law Examination

2001-05-30

Other Names

David Ray Provolt

View on SEC IAPD