Nelson Patrick Cooney

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → 06/2019
  Bank Of America, N.A.
  San Francisco, CA
• 10/2009 → 06/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 07/2019 → 05/2023
  Mufg Union Bank
  San Francisco, CA
• 09/2019 → 05/2023
  Unionbanc Investment Services
  San Francisco, CA
• 05/2023 → 02/2026
  U.S. Bancorp Investments, Inc.
  San Francisco, CA
• 05/2023 → Present
  U.S. Bank
  San Francisco, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  San Francisco, CA

Previous Registrations

• 2023-06-02 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  San Francisco, CA
  Sioux Falls, SD
  Spokane, WA
  San Francisco, CA
  San Francisco, CA
• 2019-09-24 → 2023-05-31
  U.S. Bancorp Advisors, Llc
  San Francisco, CA
• 2009-10-23 → 2019-07-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA
  Palo Alto, CA
• 2005-01-10 → 2009-10-23
  Banc Of America Investment Services, Inc.
  San Francisco, CA
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2005-01-07
• S63 Uniform Securities Agent State Law Examination
  2003-01-16