Rafael Moreno

Current Employers

Mora Capital Management, Llc

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-07

FL RA
APPROVED

Since 2025-01-07

Branch Locations

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Mora Wm Securities Llc	Miami	FL	10/2012	Present
Mora Wealth Management Llc	Miami	FL	10/2012	Present

10/2012 → Present

Mora Wm Securities Llc

Miami, FL
10/2012 → Present

Mora Wealth Management Llc

Miami, FL

Previous Registrations

2003-12-03 → 2012-08-20

Lpl Financial Llc

Miami, FL

Miami, FL
2003-01-17 → 2003-11-24

Riggs Securities Inc.

Washington, DC

Other Businesses

VP Condominium Association "El Rio Condominium. meets 1hr monthly after business hours zero compensation. I am the owner of a bed and breakfast in Santa Marta, Colombia - passive income, minimal hours devoted monthly.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-13

S66 Uniform Combined State Law Examination

2001-06-13

View on SEC IAPD

Current Employers

Mora Capital Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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