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115 E. 5Th Street, Shawano, WI 54166 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mccone | Menasha | WA | 08/2015 | 10/2019 |
| Sii Investments | Menasha | WI | 08/2016 | 01/2018 |
| Lpl Financial Llc | Menasha | WI | 02/2018 | 10/2019 |
| Kerberrose Wealth Management, Llc | Shawano | WI | 11/2019 | Present |
| Apw Capital, Inc | Rockaway | NJ | 11/2019 | Present |
1) KerberRose Wealth Management (RIA), as of 11/2019, Director of Retirement Plans, 40 hours per week. 2) APW Capital, Inc, Broker Dealer, Registered Rep as of 11/2019, investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-04-11 |
| S65 | Uniform Investment Adviser Law Examination | 2001-04-05 |
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