Kimberly Johnson

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1999 → 05/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 08/2009 → 05/2018
  Bank Of America, N.A.
  Century City, CA
• 05/2018 → Present
  Rbc Capital Markets, Llc.
  Century City, CA

Previous Registrations

• 2009-06-18 → 2018-05-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

I*108873 For profit or not for profit: For-Profit Organization Name of outside business organization: Decon-1 Investment related: N Address of business: Canoga Park, California 91303 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 10/1/2017 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Decon -1 is a Bio Hazard company that cleans up hoarding, mold, crime scenes and accidents. This is my husbands new company, but I will be helping him with billing and paperwork.

Exams

• S66 Uniform Combined State Law Examination
  2009-06-17

Other Names

• Kimberly Brochmann-Hanssen