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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-01-31 |
Branch Locations
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc. | Miami | FL | 05/2003 | 11/2016 |
| Citigroup | Miami | FL | 12/2016 | Present |
Coomodres East Club Association; Condo Association; Not investment-related; Miami, FL; Affiliation started on 05/03/2021; Title: Treasurer; Duties: Approval of invoices for operating expenses; 1 hour devoted each month during and outside securities trading hours.///// Sealover21 LLC; Investment-related; Nature: Real Estate; Location: Miami and the Florida Keys; Started: 4/8/2022; Title: Director/ Owner; Duties: Passive income from rental or selling of the real estate if there is a good opportunity; 1 hours are devoted each month during securities trading hours; 3 hours are devoted each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-19 |
| S66 | Uniform Combined State Law Examination | 2001-12-20 |
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