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Brian Edward Kraus

Hartford Funds

Wayne, PA

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Current Employers
Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-03-16
  • PA RA
    APPROVED
    Since 2015-03-16

Branch Locations

690 Lee Road, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Funds Distributors, Llc Wayne PA 03/2015 Present
Hartford Funds Management Company, Llc Wayne PA 03/2015 Present
  • 03/2015 → Present
    Hartford Funds Distributors, Llc
    Wayne, PA
  • 03/2015 → Present
    Hartford Funds Management Company, Llc
    Wayne, PA
Previous Registrations
  • 2009-01-15 → 2015-03-17
    Bny Mellon Advisors, Inc.
    New York, NY
  • 2007-07-11 → 2010-05-17
    Lockwood Financial Services, Inc.
    Malvern, PA
  • 2006-04-21 → 2007-07-10
    Bny Mellon Advisors, Inc.
    New York, NY
  • 2006-07-19 → 2006-07-20
    Lockwood Financial Services, Inc.
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-01
  • S66 Uniform Combined State Law Examination
    2001-06-01
Designations

View on SEC IAPD

Other Firms

ADDIS & HILL, INCORPORATED
CHARLES SCHWAB & CO., INC.
PNC WEALTH MANAGEMENT LLC
HORNOR, TOWNSEND & KENT, LLC
TODOROW CAPITAL PARTNERS LLC
HARVEST FUND ADVISORS LLC
ACT CAPITAL MANAGEMENT, LLC
FOCUS PARTNERS WEALTH, LLC

Other Investors

JUSTIN J HILL
Kelly F Bashore
KENT RUSSELL ADDIS
Flynn Michael Ryan
DANIEL BROOKS
PETER MASTROMARCO
KENNETH WAYNE LISKEY
Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA

More in Wayne, PA

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