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1450 Brickell Avenue Suite 2130, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-22 |
Branch Locations
3011 Ponce De Leon Blvd Suite 1430, Coral Gables, FL 33134 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-06 |
| TX | RA | APPROVED_RES | 2024-11-13 |
Branch Locations
Islamorada, FL • United States
3011 Ponce De Leon Blvd Suite 1430, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs International | New York | NY | 02/2016 | 12/2018 |
| Beta Capital Securities, Llc | Miami | FL | 12/2018 | 01/2020 |
| Efg Capital International | Miami | FL | 01/2020 | 12/2021 |
| Neon Money Incorporated | New York | NY | 12/2021 | 08/2025 |
| Neon Money Incorporated | New York | NY | 01/2022 | 08/2025 |
| Ga Pccv Bd Llc (Fka Neon Money, Llc) | Plantation Key | FL | 01/2022 | Present |
| Finanz Butik Capital Management, Llc | Coral Gables | FL | 11/2024 | Present |
| Ga Capital Markets Bd, Llc | New York | NY | 08/2025 | Present |
| Alternative Investment Solutions (Usa) Llc | Plantation Key | FL | 09/2025 | Present |
| Opes Bespoke Securities Llc | New York | NY | 03/2026 | 04/2026 |
| Uyana Partners Llc | Miami | FL | 04/2026 | Present |
| Bastt Consulting, Llc | Plantation Key | FL | 06/2024 | Present |
| Orchard Securities | Pleasant Grove | UT | 05/2026 | Present |
June 2024 - Bastt Bakery - non-investment related, owner/operator of a bakery operating under the Cottage Food law of Florida out of home residence. Approx. 1 - 2 non-trading hours dedicated to the business selling baked good to the local community. July 2024 - Bastt Consulting - Ms. Santiago runs a firm that offers fractional CCO and compliance consulting works to RIAs and BDs. It is investment related and occurs during normal business hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-08-22 |
| S66 | Uniform Combined State Law Examination | 2022-04-11 |
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