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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Plano | TX | 03/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Plano | TX | 11/2016 | Present |
SOUTHERN METHODIST UNIVERSITY, INV RELATED, DALLAS, TX, INSURANCE AND RISK MANAGEMENT INSTRUCTOR, START 1/11/2021, 12 HOURS PER MONTH, ZERO DURING TRADING, CFP RELATED COURSE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-30 |
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