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1 North Franklin Suite 1850, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-10-06 |
| NH | RA | APPROVED | 2025-10-06 |
Branch Locations
1415 W. 22Nd Street Tower Fl., Oak Brook, IL 60523 • United States
1 North Franklin Suite 1850, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Oak Brook | IL | 03/2001 | 12/2018 |
| Commonwealth Financial Network | Waltham | MA | 12/2018 | 10/2025 |
| Private Client Services | Oak Brook | IL | 10/2025 | Present |
| Vestgen Advisors, Llc. | Chicago | IL | 10/2025 | Present |
1) Rental Property. Oranjestad, Aruba. I am a co-owner of a rental property located in Oranjestad, Aruba as of 9/9/2021. I am co-owner. I don't have a role as a person that markets or manages the property. My husband is the main point of contact for all rentals. 1 hr/mo; 0 during trading hrs. Investment related. 2) Daley Partners Investments LLC. 10 London Hill Rd, Apt 3, Moultonborough NH 03254. This LLC is an entity created for the purpose of buying and managing real estate in Massachusetts, as of 3/27/2019. I am a partner in this LLC. 1 hr/mo; 0 during trading hrs. Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-30 |
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