Robert William Flora

Employer firm

Sage Advisory Services Ltd Co CRD 106236

$28.4B regulatory AUM 15 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• MODEL PROVISION STRATEGIES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 01/2017
  Bny Mellon Distributors Llc
  King Of Prussia, PA
• 03/2012 → 01/2017
  Lateef Investment Management
  Greenbrae, CA
• 04/2017 → 11/2017
  Suntrust Investment Services, Inc.
  Atlanta, GA
• 06/2017 → Present
  Suntrust Advisory Services, Inc.
  Atlanta, GA
• 11/2017 → Present
  Suntrust Investment Services, Inc.
  Atlanta, GA

Previous Registrations

• 2017-07-12 → 2023-12-15
  Truist Advisory Services, Inc.
  Atlanta, GA
  Baltimore, MD
• 2013-11-27 → 2016-12-15
  Tran Capital Management, L.P.
  San Rafael, CA
• 2009-06-01 → 2012-02-08
  Morgan Stanley
  Purchase, NY
• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Baltimore, MD
  New York, NY
  New York, NY
• 2002-01-22 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD

Other Businesses

OUTER BANKS BEACH CLUB POSITION: time share owner NATURE: time share rental for family vacation purposes. I own 1 week at this location and if I don't use it for personal use, I rent it. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2006 ADDRESS: , Kill Devil Hills NC , United States DESCRIPTION: I own one week of time share at this location.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-12-18
• S63 Uniform Securities Agent State Law Examination
  1998-12-02

Other Names

• Robert William Flora
• Bob Flora
• Robert W Flora