Natalie M Lariccia

Current Employers

Employment History

• 01/2001 → 08/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Canfield, OH
• 12/2009 → 08/2026
  Bank Of America, N.A.
  Canfield, OH
• 08/2026 → Present
  Rockefeller Financial Llc
  Canfield, OH

Previous Registrations

• 2002-07-08 → 2026-08-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Canton, OH
  Canfield, OH
  Canton, OH

Other Businesses

I*136207 For profit or not for profit: Non-Profit Organization Name of outside business organization: YWCA of the Mahoning Valley Investment related: Y Address of business: Youngstown, Ohio 445003Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 3/1/2021Number of hours devoted: 3 hrs Qtrly Number of hours devoted during trading hours: 2 Duties: This would involve me serving on an ad hoc finance committee and the primary responsibility would be to help evaluate investments and consider new partnerships. I*19787FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THE WINE BUZZ INVESTMENT RELATED: N ADDRESS OF BUSINESS:CLEVELAND, OHIO 44118 NATURE OF BUSINESS: OTHER,WINE AND FOOD AND LEISURE MAGAZINE POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 4/1/2008NUMBER OF HOURS DEVOTED: 10 HRS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WRITE OCCASIONAL STORIES ABOUT FOOD AND WINE AND TRAVEL FREELANCE WRITER THE METRO MONTHLY, MARKET STREET, YOUNGSTOWN,OH 44509; START DATE MARCH 2009 I*118135 For profit or not for profit: Non-Profit Organization Name of outside business organization: YWCA Mahoning Valley Investment related: N Address of business: Youngstown, Ohio 44406 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 11/14/2018Number of hours devoted: 5 hrs Qtrly Number of hours devoted during trading hours: 0 Duties: This is for an ad hoc investment committee. I formerly served on this organization's investment comitteee, but they recently merged with the YWCA in Warren and reorganized some committees, so this would be the new reorganized ad hoc/investment group. I*2172265, Entity Type: Fiduciary role Name of OBA: D A L TTEE N M L TTEE DTD 08/16/2022 , Address: Canfield , Ohio, 44406, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 21-Jan-2025, No Hours: 25 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2199384, Entity Type: Fiduciary role Name of OBA: M L S Trust, Address: Canfield , Ohio, 44406, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 13-Feb-202, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3205264 Entity Type: N/A Name of OBA: D L personal and trust and IRA and Roth account Address: Lakewood, Ohio, 44107 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/23/2025 Number of Hours: 2, Yearly Number of Hours during trading: 2, Yearly Duties: Power of Attorney/Siblings I*4341265 Entity Type: Fiduciary role Name of OBA: The L. Family Trust, N. L., TTEE and D. L. Address: Canfield, Ohio, 44406 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 04/07/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Co-Trustee/Family I*4313265 Entity Type: Fiduciary role Name of OBA: N. M L. TTEE D. A L. TTEE U/A DTD 03/17/1995 Address: Lakewood, Ohio, 44107 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 04/07/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Co-Trustee/Family

Exams

• S66 Uniform Combined State Law Examination
  2001-10-29

Designations