Andrew Albert Keppy

Current Employers

Employment History

• 12/2012 → Present
  Lpl Financial, Llc
  Glen Ellyn, IL
• 11/2013 → 08/2021
  Level Four Advisory Services
  Naperville, IL
• 08/2021 → Present
  Highpoint Advisor Group, Llc
  Glen Ellyn, IL

Previous Registrations

• 2021-08-30 → 2021-12-31
  Highpoint Planning Partners
  Glen Ellyn, IL
  Downers Grove, IL
• 2013-12-09 → 2021-08-31
  Level Four Advisory Services
  Naperville, IL
  Dallas, TX
  Glen Ellyn, IL
• 2012-10-01 → 2012-12-04
  J.P. Morgan Securities Llc
  Glendale Heights, IL
  Carol Stream, IL
• 2006-08-23 → 2012-10-01
  Chase Investment Services Corp.
  Glendale Heights, IL
  Carol Stream, IL
  Carol Stream, IL
• 2001-07-20 → 2006-08-14
  A. G. Edwards & Sons, Inc.
  Aurora, IL
  Aurora, IL

Other Businesses

1. 9/21/2021 - HighPoint Planning Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/31/2021 - 40 Hours Per Month/6 Hours During Securities Trading. 2. 9/23/2021 - HighPoint Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/30/2021 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through HighPoint Advisor Group, an independent investment advisor firm. I started this business activity in 08/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/10/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 12/22/2021 - 4 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2001-07-16

Other Names

• Drew Keppy