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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-06-20 |
Branch Locations
401 S Tryon St, Charlotte, NC 28202 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Saint Louis | MO | 07/2009 | 08/2019 |
| Century Securities Associaties, Inc | Saint Louis | MO | 01/2012 | 08/2019 |
| Waddell & Reed, Inc | Shawnee Mission | KS | 08/2019 | 08/2021 |
| Wells Fargo Clearing Services Llc | Charlotte | NC | 03/2022 | Present |
| Unemployed | Chatlotte | NC | 09/2021 | 02/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-22 |
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