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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-07
IL RA APPROVED 2014-01-08
  • TX RA
    APPROVED_RES
    Since 2014-08-07
  • IL RA
    APPROVED
    Since 2014-01-08

Branch Locations

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Naperville IL 01/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-10
  • S66 Uniform Combined State Law Examination
    1999-09-10

View on SEC IAPD

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