Mark W Jackson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
NC	RA	APPROVED	2016-01-04

NY RA
APPROVED

Since 2021-08-03
NC RA
APPROVED

Since 2016-01-04

Branch Locations

Penfield, NY • United States

201 Washington St Ste 300, Boston, MA 02108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Mill	NC	03/2014	Present

03/2014 → Present

Lpl Financial Llc

Fort Mill, NC

Other Businesses

1. 9/24/2018 - Jackson's bees - Not Investment Related - Home Based - Other-business owner - Bee Keeper - Started 09/10/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Have several bee hives.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-12-30
S63	Uniform Securities Agent State Law Examination	2014-03-25

S65 Uniform Investment Adviser Law Examination

2015-12-30
S63 Uniform Securities Agent State Law Examination

2014-03-25

View on SEC IAPD