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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-23
  • FL RA
    APPROVED
    Since 2021-08-23

Branch Locations

Punta Gorda, FL • United States

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swbc Retirement Plan Services Austin TX 11/2018 01/2021
Farmer & Betts Tualatin OR 08/2016 11/2018
Edward Jones St Louis MO 01/2021 07/2021
Icma-Rc Services, Llc Washington DC 08/2021 Present
  • 11/2018 → 01/2021
    Swbc Retirement Plan Services
    Austin, TX
  • 08/2016 → 11/2018
    Farmer & Betts
    Tualatin, OR
  • 01/2021 → 07/2021
    St Louis, MO
  • 08/2021 → Present
    Icma-Rc Services, Llc
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-12-21
S65 Uniform Investment Adviser Law Examination 2019-10-15
  • S63 Uniform Securities Agent State Law Examination
    2020-12-21
  • S65 Uniform Investment Adviser Law Examination
    2019-10-15
Other Names
  • Dawn Marie Mackay
  • Dawn Marie Van Dyck

View on SEC IAPD

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