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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-08-23 |
Branch Locations
Punta Gorda, FL • United States
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swbc Retirement Plan Services | Austin | TX | 11/2018 | 01/2021 |
| Farmer & Betts | Tualatin | OR | 08/2016 | 11/2018 |
| Edward Jones | St Louis | MO | 01/2021 | 07/2021 |
| Icma-Rc Services, Llc | Washington | DC | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-12-21 |
| S65 | Uniform Investment Adviser Law Examination | 2019-10-15 |
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