Julio Enrique Roque

Employer firm

Synovus Securities, Inc. CRD 14023

$8.45B regulatory AUM 100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 08/2019
  Regions Bank
  Coral Gables, FL
• 02/2017 → 08/2019
  Cetera Investment Services Llc
  St. Cloud, MN
• 08/2019 → 12/2022
  Synovus Bank
  Weston, FL
• 08/2019 → 12/2022
  Synovus Securities Inc.
  Weston, FL
• 12/2022 → Present
  Synovus Securities, Inc.
  Fort Lauderdale, FL
• 12/2022 → Present
  Synovus Bank
  Fort Lauderdale, FL

Exams

• S66 Uniform Combined State Law Examination
  2023-02-18
• S63 Uniform Securities Agent State Law Examination
  2001-05-21