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33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-27 |
Branch Locations
1255 Tamiami Trail, Port Charlotte, FL 33953 • United States
201 E. Las Olas Blvd, Fort Lauderdale, FL 33301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Coral Gables | FL | 11/2016 | 08/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2017 | 08/2019 |
| Synovus Bank | Weston | FL | 08/2019 | 12/2022 |
| Synovus Securities Inc. | Weston | FL | 08/2019 | 12/2022 |
| Synovus Securities, Inc. | Fort Lauderdale | FL | 12/2022 | Present |
| Synovus Bank | Fort Lauderdale | FL | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-21 |
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