Carol Ann Mcelroy

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → Present
  Raymond James Financial Services, Inc.
  Spring Hill, FL
• 01/2004 → Present
  West Coast Financial Mgmt Inc.
  Spring Hill, FL
• 06/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Spring Hill, FL

Other Businesses

(1) Name of Business: West Coast Financial Management Inc. Address: 12513 Spring Hill Dr, Spring Hill, FL, 34609, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Officer - Treasurer, Officer - President, Officer - Secretary Investment Related: No Start Date: 12/09/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:Owner of the one-man corporation for my practice. There is no product/service; this is a pass-thru corp only for the pmt of the branch bills as reported previously on this document. I am Pres/VP/Treas/Sec of the corporation and the only signer on the acct.

Exams

• S66 Uniform Combined State Law Examination
  2017-05-18

Other Names

• Carol Ann Bracco
• Carol Ann Chelena
• Carol Ann Okula
• Carol Ann Okula