Thomas Joseph Fridrich

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2022-06-15

NE RA
APPROVED

Since 2022-06-15

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United/Mutual Of Omaha	Omaha	NE	07/2013	12/2021
Mutual Of Omaha Investor Services, Inc	Omaha	NE	08/2013	12/2021
Carson Group	Omaha	NE	01/2022	Present
Cwm, Llc	Omaha	NE	04/2022	Present

07/2013 → 12/2021

United/Mutual Of Omaha

Omaha, NE
08/2013 → 12/2021

Mutual Of Omaha Investor Services, Inc

Omaha, NE
01/2022 → Present

Carson Group

Omaha, NE
04/2022 → Present

Cwm, Llc

Omaha, NE

Other Businesses

BOARD OF DIRECTORS, SOCIETY OF FINANCIAL SERVICE PROFESSIONALS. VOLUNTARY BOARD POSITION WITH NO PAY, 5 HOURS PER MONTH STARTING 11/2021.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-06-29

S63 Uniform Securities Agent State Law Examination

2001-06-29

Designations

Chartered Financial Consultant

View on SEC IAPD