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Charles Glenn Nelson

Wells Fargo Clearing Services, LLC

Suwanee, GA

Duluth, GA

Atlanta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-09
GA RA APPROVED 2011-04-01
  • TX RA
    APPROVED
    Since 2017-11-09
  • GA RA
    APPROVED
    Since 2011-04-01

Branch Locations

4205 Johns Creek Pkwy, Suwanee, GA 30024 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

106 W Maple St, Atlanta, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 03/2011 Present
  • 03/2011 → Present
    Wells Fargo Advisors Llc
    Atlanta, GA
Previous Registrations
  • 2009-10-23 → 2011-04-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Alpharetta, GA
    Alpharetta, GA
    Dunwoody, GA
  • 2006-05-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
    Alpharetta, GA
    Roswell, GA
    Dunwoody, GA
    Dunwoody, GA
  • 2003-02-13 → 2003-04-17
    Morgan Keegan & Company, Llc
    Mobile, AL
Other Businesses

NOSLEN GROUP LLC, INV RELATED, CUMMING, GA, 100% OWNERSHIP, START 5/18/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-18
  • S66 Uniform Combined State Law Examination
    2006-05-18

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

MARK ALAN LLOYD
Shaun Paul Duffy
ANDREW BURTON JONES
JAMES BLAKE MORRIS
Mark Alan Lloyd
Andrew Jacob Lloyd
RICHARD SAMUEL BRYSON
STEVEN OSCAR WYKOFF

Other Offices

THE LLOYD ADVISORY GROUP · SUWANEE, GA
PREMIER FINANCIAL ADVISORY SERVICES, LLC · SUWANEE, GA
MERSEREAU, LAZENBY & ROCKAS, L.L.C. · SUWANEE, GA
MERSEREAU, LAZENBY & ROCKAS, L.L.C. · SUWANEE, GA
AMERIPRISE FINANCIAL SERVICES, LLC · SUWANEE, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Suwanee, GA
OSAIC WEALTH, INC. · SUWANEE, GA
LPL FINANCIAL LLC · SUWANEE, GA

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