Gene Steinberg

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 03/2021
  Morgan Stanley
  Temple Terrace, FL
• 10/2019 → 03/2021
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 03/2021 → 09/2022
  All Of Us Securities, Llc
  San Rafael, CA
• 09/2022 → 04/2025
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 04/2025 → Present
  Raymond James Financial Services Inc.
  Saint Petersburg, FL
• 04/2025 → Present
  Raymond James Financial Services Advisors Inc.
  Saint Petersburg, FL
• 01/2016 → 06/2019
  T. Rowe Price
  Tampa, FL

Previous Registrations

• 2022-10-17 → 2025-04-30
  Raymond James & Associates, Inc.
  St. Petersburg, FL
  Odessa, FL
• 2019-07-19 → 2021-04-06
  Morgan Stanley
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2019-05-31
• S63 Uniform Securities Agent State Law Examination
  2016-05-12

Other Names

• Gene N/A Steinberg