Kelli Jo Gargasz

Current Employers

Employment History

• 06/2015 → 12/2016
  Morgan Stanley Smith Barney Llc
  Dublin, OH
• 06/2015 → 12/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2017 → Present
  Lpl Financial Llc
  Powell, OH
• 03/2017 → Present
  Stratos Wealth Partners, Ltd
  Lewis Center, OH

Previous Registrations

• 2015-05-01 → 2016-12-14
  Morgan Stanley
  Dublin, OH

Other Businesses

1) 3/8/17- STRATOS WEALTH PARTNERS- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 75% 2) 3/8/17- SNARKY GIRL ENTERPRISES LLC- BUSINESS ENTITY FOR INVESTMENT PURPOSES ONLY- Powell, OH, start date 9/26/13- 2% 3) 3/17/2017 - STRATOS WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/01/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 75% - I provide investment advisory services through STRATOS WEALTH PARTNERS, an independent investment advisor firm. I started this business activity in 2/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 3/8/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5) 5/1/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/13/2017 - 10 Hours Per Month/7 Hours During Securities Trading - Fixed insurance. 6) 11/3/2017 - Client Centric Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/26/2017 - 15 Hours Per Month/10 Hours During Securities Trading. 7) 3/22/2018 - Second Saturday/Wife.org - Not Investment Related - North/East Columbus Area/Various locations depending on cost and availability. - Other-Non-Investment Related Educational Workshops - Started 03/12/2018 - 20 Hours Per Month/15 Hours During Securities Trading - Facilitate "Second Saturday Divorce Workshops". 8) 08/08/2018 - Stratos Wealth Partners, LLC - DBA: (Hybrid) Client Centric Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 03/22/2018 - 120 Hours Per Month/100 Hours During Securities Trading - Time Spent 75%.

Exams

• S66 Uniform Combined State Law Examination
  2015-05-01
• S63 Uniform Securities Agent State Law Examination
  2001-07-13

Other Names

• Kelli Jo Ferguson