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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-13 |
| NH | RA | APPROVED | 2007-07-31 |
Branch Locations
Nesc Federal Credit Union 248 Pleasant St, Methuen, MA 01844-7149 • United States
43 Constitution Dr., Bedford, NH 03110 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2006-01-11 |
Branch Locations
43 Constitution Drive, Bedford, NH 03110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Planning Associates, Inc. | Bedford | NH | 11/2005 | Present |
| Lpl Financial Llc | Bedford | NH | 07/2007 | Present |
1) 10/25/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 3% Time Spent - Life, Fixed Annuities 2) 11/12/2010: Northeast Planning Associates, inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3) 08/30/2016: Northeast Planning Associates, Inc. - Registered Investment Advisor - DBA: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - 5% Time Spent - I provide financial planning and consulting services through Northeast Planning Associates, an independent investment advisor firm. I started this business activity in Nov 2005 . I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4) 9/14/2021 - AirBnB - Investment Related - 84 Broad Cove Rd, Northwood NH 03261 - Real Estate Rental - Started 09/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Airbnb rentals on lake home. 5) 9/24/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/01/2021 - 4 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-03 |
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