Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-13
NH RA APPROVED 2007-07-31
  • TX RA
    APPROVED_RES
    Since 2021-04-13
  • NH RA
    APPROVED
    Since 2007-07-31

Branch Locations

Nesc Federal Credit Union 248 Pleasant St, Methuen, MA 01844-7149 • United States

43 Constitution Dr., Bedford, NH 03110 • United States

Northeast Planning Associates, Inc.

43 Constitution Drive, Bedford, NH 03110 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2006-01-11
  • NH RA
    APPROVED
    Since 2006-01-11

Branch Locations

43 Constitution Drive, Bedford, NH 03110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Planning Associates, Inc. Bedford NH 11/2005 Present
Lpl Financial Llc Bedford NH 07/2007 Present
Previous Registrations
Other Businesses

1) 10/25/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 3% Time Spent - Life, Fixed Annuities 2) 11/12/2010: Northeast Planning Associates, inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3) 08/30/2016: Northeast Planning Associates, Inc. - Registered Investment Advisor - DBA: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - 5% Time Spent - I provide financial planning and consulting services through Northeast Planning Associates, an independent investment advisor firm. I started this business activity in Nov 2005 . I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4) 9/14/2021 - AirBnB - Investment Related - 84 Broad Cove Rd, Northwood NH 03261 - Real Estate Rental - Started 09/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Airbnb rentals on lake home. 5) 9/24/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/01/2021 - 4 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-01
S63 Uniform Securities Agent State Law Examination 1998-09-03
  • S65 Uniform Investment Adviser Law Examination
    2001-03-01
  • S63 Uniform Securities Agent State Law Examination
    1998-09-03
Other Names
  • Jon Phillip Harrison

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Methuen, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor