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Brett Edward Tank

Ubs Financial Services Inc.

Sacramento, CA

Sacramento, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-05-13
TX RA APPROVED_RES 2006-11-08
CA RA APPROVED 2001-07-09
  • NV RA
    APPROVED
    Since 2024-05-13
  • TX RA
    APPROVED_RES
    Since 2006-11-08
  • CA RA
    APPROVED
    Since 2001-07-09

Branch Locations

1610 Arden Way Suite 200, Sacramento, CA 95815 • United States

1610 Arden Way, Sacramento, CA 95815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Sacramento CA 03/2001 Present
Other Businesses

1. Phi Chapter of Alpha Gamma Rho Fraternity, Serve on the chapters alumni board, President, start date-6/14/2005.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-11
  • S66 Uniform Combined State Law Examination
    2001-05-11

View on SEC IAPD

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ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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