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Roger Edwin Clendenning

Pine Cone Capital

Centennial, CO

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Current Employers
Pine Cone Capital

Centennial, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2004-01-05
  • CO RA
    APPROVED
    Since 2004-01-05

Branch Locations

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pine Cone Capital Llc Centennial CO 12/2003 Present
  • 12/2003 → Present
    Pine Cone Capital Llc
    Centennial, CO
Previous Registrations
  • 2003-02-26 → 2003-12-10
    Waddell & Reed
    Englewood, CO
  • 2002-09-23 → 2003-02-12
    Pruco Securities, Llc.
    Englewood, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-13
  • S66 Uniform Combined State Law Examination
    2000-10-13
Other Names
  • Roger Edwin Clendenning

View on SEC IAPD

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