Michael A Reis

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-16
NJ	RA	APPROVED	2024-11-06

Branch Locations

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Park Avenue Securities Llc	New York	NY	03/2015	09/2016
Ameritas Investment Corp	Lincoln	NE	09/2016	06/2019
Ameritas Life Insurance Corp	Lincoln	NE	09/2016	06/2019
Horace Mann Investors, Inc	Springfield	IL	07/2019	09/2024
Horace Mann Companies	Springfield	IL	07/2019	09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	09/2024	Present

03/2015 → 09/2016

Park Avenue Securities Llc

New York, NY
09/2016 → 06/2019

Ameritas Investment Corp

Lincoln, NE
09/2016 → 06/2019

Ameritas Life Insurance Corp

Lincoln, NE
07/2019 → 09/2024

Horace Mann Investors, Inc

Springfield, IL
07/2019 → 09/2024

Horace Mann Companies

Springfield, IL
09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-12-19
S63	Uniform Securities Agent State Law Examination	2001-06-08