Adam Kelley Conway

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Nrp Financial, Inc.
  Bryan, OH
• 05/2009 → Present
  Nrp Advisors, Inc.
  Bryan, OH
• 11/2010 → Present
  Lpl Financial Llc
  Tampa, FL

Previous Registrations

• 2009-06-30 → 2010-12-01
  Nrp Advisors, Inc.
  Tampa, FL
  Bryan, OH
• 2007-05-31 → 2007-06-04
  Voya Financial Partners, Llc
  Tampa, FL
  Tampa, FL
  Tampa, FL
• 2006-01-02 → 2007-04-23
  Transamerica Financial Advisors, Llc
  Tampa, FL
• 2003-07-22 → 2006-08-22
  Amsouth Investment Management Company Llc
  Valrico, FL
• 2003-06-27 → 2003-07-23
  Amsouth Investment Services, Inc.
  Valrico, FL
  Valrico, FL
  Riverview, FL
  Valrico, FL
  Brandon, FL
  Valrico, FL
  Brandon, FL
  Lithia, FL
• 2001-10-22 → 2003-06-24
  Prudential Equity Group, Llc
  Tampa, FL

Other Businesses

(1) 10/26/2010: DBA ONLY - HARBOR RETIREMENT PLANNING - TIME SPENT 99% - TAMPA, FL. (2) 11/25/2013 - TRITON MUTUAL - NON-VARIABLE INSURANCE - I AM LOOKING TO SELL NON-VARIABLE INSURANCE EITHER THROUGH MY OWN NAME (ADAM CONWAY) OR THROUGH A DBA - TRITON MUTUAL.- TIME SPENT 10% - TAMPA, FL (3) 6/18/2020 - 401kQuote.com - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2018 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-23
• S63 Uniform Securities Agent State Law Examination
  2001-05-15

Other Names

• Adam Conway