Thomas G. Gervase

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 09/2019
  Coastal Federal Credit Union
  Durham, NC
• 04/2014 → 09/2019
  Cuso Financial Services, Lp
  San Diego, CA
• 09/2019 → 11/2019
  Unemployed
  Fuquay Varina, NC
• 11/2019 → 03/2020
  Liberty Partners Financial Services, Llc.
  Bakersfield, CA
• 03/2020 → 10/2022
  Modern Capital Securities, Inc.
  Raleigh, NC
• 04/2020 → 10/2022
  Modern Capital Advisors, Llc
  Mount Pleasant, SC
• 10/2022 → 12/2022
  Pruco Securities Llc
  Greensboro, NC
• 10/2022 → 12/2022
  The Prudential Insurance Company Of America
  Greensboro, NC
• 12/2022 → 06/2024
  Grove Point Investments, Llc
  Rockville, MD
• 12/2022 → 06/2024
  Grove Point Advisors, Llc
  Rockville, MD
• 06/2024 → Present
  Parkland Securities, Llc.
  Ann Arbor, MI
• 06/2024 → Present
  Spc
  Ann Arbor, MI

Previous Registrations

• 2022-12-14 → 2024-06-18
  Grove Point Advisors, Llc
  Fuquay Varina, NC
  Rockville, MD
  Fuquay Varina, NC
• 2022-10-24 → 2022-12-16
  Pruco Securities, Llc.
  Charlotte, NC
  High Point, NC
• 2020-07-13 → 2022-10-17
  Modern Capital Advisors, Llc
  Raleigh, NC
  Raleigh, NC
• 2020-04-28 → 2021-12-31
  Modern Capital Advisors, Llc
  Raleigh, NC
  Raleigh, NC
• 2015-07-07 → 2019-10-11
  Cuso Financial Services, L.P.
  Durham, NC
  Apex, NC
  Garner, NC
  Holly Springs, NC
  Morrisville, NC
  Cary, NC
  Apex, NC

Other Businesses

THOMAS GERVASE POSITION: Independent Contractor NATURE: Insurance Sales NUMBER OF HOURS: 5 NUMBER OF HRS DURING SECURITIES TRADING: 5. START DATE: 11/01/2019 ADDRESS: 1501 Lakestone Village Lane, Ste. 205D. Fuquay Varina, NC. United States DESCRIPTION: Sale of non-variable insurance products including Life, DI or LTC insurance. INV REL: Y SPARTAN FINANCIAL ADVISORS (DBA) POSITION: Financial Advisor NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 12/22/2022 ADDRESS: 1501 Lakestone Village Lane, Ste. 205D. Fuquay Varina, NC. United States DESCRIPTION: Financial advising and holistic financial, insurance and retirement planning. INV REL: Y

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-02
• S63 Uniform Securities Agent State Law Examination
  2007-12-04

Other Names

• Thomas Gilhooley Gervase
• Tom Gervase
• Thomas G Gervase
• Thomas Gilhooley Gervase