Judson E Cass

Employer firm

A & I Wealth Management CRD 148357

$560M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Geneos Wealth Management Inc
  Lone Tree, CO
• 07/2012 → Present
  A & I Financial Services Llc
  Lone Tree, CO
• 01/2023 → Present
  A&I Wealth Management
  Lone Tree, CO

Previous Registrations

• 2012-02-24 → 2012-07-05
  Northwestern Mutual Investment Services, Llc
  Lakewood, CO
• 2008-03-31 → 2012-02-01
  Td Ameritrade, Inc.
  Denver, CO
• 2008-03-31 → 2012-02-01
  Td Ameritrade Investment Management, Llc
  Denver, CO

Other Businesses

1) WILL WORK UNDER RIA DBA A&I FINANCIAL SERVICES LLC DBA A&I WEALTH MANAGEMENT - IAR, AN INVESTMENT RELATED BUSINESS LOCATED AT BRANCH LOCATION. 2 I NDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3) JUDSON CASS CFP LLC-OWNER.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-29
• S63 Uniform Securities Agent State Law Examination
  2001-10-26

Designations

• Certified Financial Planner

Other Names

• Judson Edward Cass