Douglas Anthony Rothermich

Current Employers

Fidelis Capital

4221 W Boy Scout Blvd Suite 730, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-06-06

MO RA
APPROVED

Since 2024-06-06

Branch Locations

Saint Charles, MO • United States

4221 W Boy Scout Blvd Suite 730, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Trust Co., Fsb	St. Louis	MO	05/1998	02/2024
Fidelis Capital Partners, Llc.	Saint Charles	MO	04/2024	Present

05/1998 → 02/2024

Tiaa-Cref Trust Co., Fsb

St. Louis, MO
04/2024 → Present

Fidelis Capital Partners, Llc.

Saint Charles, MO

Previous Registrations

2005-04-06 → 2008-04-15

Tiaa-Cref Individual & Institutional Services, Llc

St. Louis, MO

St. Louis, MO
2001-01-01 → 2005-04-06

Tiaa-Cref Trust Company, Fsb

St. Louis, MO

Other Businesses

Doug is a contributor to Kiplinger, he does not earn any compensation for this role. He contributes no more than 5 hours a week to this OBA and the content is limited to general discussion of investments topics.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-06-06

S65 Uniform Investment Adviser Law Examination

2024-06-06

View on SEC IAPD