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Jeffrey Parker Appel

Rbc Capital Markets, LLC

Boston, MA

New York, NY

CRD 3273898

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-12-22
  • CT RA
    APPROVED
    Since 2023-12-22

Branch Locations

225 Franklin St Suite 2150, Boston, MA 02110 • United States

200 Vesey St., New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Boston MA 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-02
  • S66 Uniform Combined State Law Examination
    2007-03-02
Other Names
  • Jeff Parker Appel

View on SEC IAPD

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