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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-01
NJ RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-09-01
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

1800 Route 34 Bldg 2 Ste 201, Wall, NJ 07719 • United States

Middletown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co St. Paul MN 05/2007 08/2023
Securian Financial Services, Inc St. Paul MN 05/2007 08/2023
Mid-Atlantic Resource Group Neptune NJ 05/2007 Present
Cetera Wealth Services, Llc Wall NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Mid Atlantic Resource Group, Llc Wall NJ 08/2023 Present
1800 Equity Partners Llc Wall NJ 03/2024 Present
  • 05/2007 → 08/2023
    Minnesota Life Insurance Co
    St. Paul, MN
  • 05/2007 → 08/2023
    Securian Financial Services, Inc
    St. Paul, MN
  • 05/2007 → Present
    Mid-Atlantic Resource Group
    Neptune, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Wall, NJ
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    Mid Atlantic Resource Group, Llc
    Wall, NJ
  • 03/2024 → Present
    1800 Equity Partners Llc
    Wall, NJ
Previous Registrations
  • 2008-11-21 → 2023-08-10
    Securian Financial Services, Inc.
    Wall, NJ
    St. Paul, MN
Other Businesses

1. ACCOUNTING SERVICES POSITION: Independent Contractor NATURE: Accountant/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: , Red Bank NJ , United States DESCRIPTION: Independent Contractor 2. ANA'S FLORAL GARDEN'S INC POSITION: Salesperson NATURE: Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2008 ADDRESS: , Red Bank NJ , United States DESCRIPTION: Salesperson 3. SPECIAL NEEDS AND BEYOND POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: , Wall Township NJ , United States DESCRIPTION: Agent/Broker 4. NAME OF OTHER BUSINESS: MID ATLANTIC RESOURCE GROUP, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: 1800 EQUITY PARTNERS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING LLC; START DATE: 3/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY - NO DUTIES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-27
S63 Uniform Securities Agent State Law Examination 2001-04-10
  • S65 Uniform Investment Adviser Law Examination
    2008-10-27
  • S63 Uniform Securities Agent State Law Examination
    2001-04-10
Other Names
  • Pat Rinaudo

View on SEC IAPD

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