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Matthew R Ward

LPl Financial LLC

Chicago, IL

CRD 4366294

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-26
IL RA APPROVED 2025-12-01
  • TX RA
    APPROVED
    Since 2026-01-26
  • IL RA
    APPROVED
    Since 2025-12-01

Branch Locations

3301 N Sheffield Ave Apt 601, Chicago, IL 60657 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aig Capital Services, Inc. Woodland Hills CA 12/2015 02/2020
Unemployed Woodland Hills CA 03/2020 02/2022
Edward Jones St Louis MO 02/2022 11/2025
Lpl Financial Llc Chicago IL 12/2025 Present
  • 12/2015 → 02/2020
    Aig Capital Services, Inc.
    Woodland Hills, CA
  • 03/2020 → 02/2022
    Unemployed
    Woodland Hills, CA
  • 02/2022 → 11/2025
    Edward Jones
    St Louis, MO
  • 12/2025 → Present
    Lpl Financial Llc
    Chicago, IL
Previous Registrations
  • 2022-06-07 → 2025-11-06
    Edward Jones
    Chicago, IL
    St Louis, MO
    Park Ridge, IL
    Skokie, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-06
S63 Uniform Securities Agent State Law Examination 2008-06-26
  • S66 Uniform Combined State Law Examination
    2022-06-06
  • S63 Uniform Securities Agent State Law Examination
    2008-06-26
Other Names
  • Matthew Robert Ward

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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